Chief Compliance Officer
Matthew Dunn is the Chief Compliance Officer of Stratos Wealth Partners. Ltd. In this role he oversees all brokerage and advisory compliance matters for Stratos, Fundamentum, and off-platform operations. At Stratos, Matt’s focus is to keep all advisers, partners, and staff within SEC and FINRA rules, to ensure Stratos has a long and prosperous tenure as a top wealth management firm.
Matt started in compliance in 2005, with a major clearing firm, and has been employed in operations, internal audit, risk, and as a cycle examiner at FINRA. Matt has also served as a CCO for money manager RIA/BD and FinOP prior to joining Stratos. Matt earned his Bachelor of Arts degree in economics, and holds the Series 7, 24, and 53 registrations through LPL Financial, and the Series 66 registration through LPL Financial and Stratos Wealth Partners.
In his spare time, Matt is an avid outdoorsman, and enjoys, hiking, backpacking, and running. Matt also moonlights as a photographer. He currently lives in Hudson, Ohio with his wife and two children.