PARTNERSHIP SUPPORT SERVICES

Our philosophy is “you don’t work for us, we work for you.”

It is this mindset that keeps us working hard everyday to help you succeed.

Technology

Technology Services and IT support are robust at Stratos. We have a full-service 

helpdesk (24/7/365) that manages and supports your technology assets, delivering innovative solutions while minimizing operating expenses. Stratos offers specialty assistance in data and telecommunications procurement (with ongoing support), office network infrastructure, email hosting and technical contract negotiation and review.

Transitions Support

Our Transitions team provides comprehensive support beginning with the initial onboarding and continuing for 60 days post-resignation. We work with the advisor and guide them through the entire transition process.

Compliance

Bringing in over 120 years of combined experience, with deep expertise with bank broker-dealers, wirehouses, independent broker-dealers, investment advisors, institutional compliance, and regulation, Stratos Compliance keeps its partners covered. Advisors turn to Stratos Compliance for clear, applicable guidance, supported by the expertise to explain the reasoning and rationale for Compliance related matters.

Practice Management & Consulting

Our industry-experienced consultation and coaching team focuses on helping you best manage your business, your way. Whether you’re an advisor, an assistant or a branch manager, we have the resources, skills and knowledge to help answer your practice management questions and more! 

RIA Advisory Operations

RIA Advisory Operations works with advisors that have a desire to use Fidelity, Schwab or TD Ameritrade.  Our team will work directly with our custodial partners to ensure proper account setup, billing and system access. We work with advisors to identify potential new business opportunities with these custodians, as well as, provide cutting edge performance reporting and integration opportunities through Orion.

Transitions Support

M&A and Succession Planning

Technology Services and IT support are robust at Stratos. We have a full-service 

helpdesk (24/7/365) that manages and supports your technology assets, delivering innovative solutions while minimizing operating expenses. Stratos offers specialty assistance in data and telecommunications procurement (with ongoing support), office network infrastructure, email hosting and technical contract negotiation and review.

Financial Planning

The Financial Planning Department is committed to being a valuable resource to assist in advisors’ growth and development for their individual financial planning practice. The planning department is available to create customized comprehensive financial plans, modular plans, provide education on financial planning topics, software support and guidance.

Marketing Consulting

Our Marketing Department provides support for various marketing initiatives. We can assist with developing a new brand identity, website design, social media, digital marketing, public relations, and much more.

Real Estate Assistance

Turnkey process for setup and maintenance of new locations. Office Space Research and Location. Lease Negotiations

What Advisors Say

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Paul Saltaformaggio
Baton Rouge, LA

No matter which way you slice and dice it, it costs a lot of money to run an office and you might be somewhere around 10 to 15 percentage points of revenue to run a practice depending on trading volume. What matters is where you NET out at the end of the day. I could have gone direct to LPL and probably be at a 92% or 93% payout based on my production and Branch bonuses; however, for that extra four or five percent that I'm giving up, which is $50,000 on $1,000,000 of production, there is no way I would be able to have concierge-level service for technology and compliance, human resources, marketing, practice acquisition, different platforms, institutional partners at Fidelity and Schwab, like I do through Stratos. 

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Greg David
Lexington, SC

“From the beginning of my time with Stratos, Jeff Concepcion and his team at the home office have been true partners in my business.  Their willingness to help and the sincerity shown, has never waivered.  Stratos goes above and beyond in order to try to provide everything that I need for my business and my clients.   The Stratos staff really does make the difference.”

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